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1 Jun 2022

Full-Time Manager Regulatory Relations

MyNiceJob – Posted by mynicejob Jersey City, NJ

Job Description

 Mid-senior
 7 Years
 Bachelor’s degree
 Legal
 Financial Services
 1
 No
 Only US citizens and Greencard holders

 

JOB DESCRIPTION:

  • Coordinate regulatory examinations for our regulated subsidiaries; assist in the processing of regulatory requests for information; act as a liaison and central point of contact for regulators and requests outside the examination context.

RESPONSIBILITIES:

  • Act as a support to the regulatory relations liaison function that acts as a central point of contact for regulators
  • Assist in processing regulatory requests for information by gathering information from personnel at all levels from various departments across organization
  • Review responses for timeliness and responsiveness, track follow-up items, and facilitate the submission of responsive information to regulators
  • As needed, coordinate all aspects of physical onsite examinations including the coordination of meetings, and the review and submission of documentation to regulators
  • Assist in the coordination and drafting of post-examination response letters to regulators
  • Contribute to internal management reporting with respect to examinations, meetings, and other ad-hoc requests
  • Generally, assist the company’s Regulatory Relations leadership team as necessary
  • Mitigate risk by following established procedures and monitoring controls, spotting key errors and demonstrating strong ethical behavior.

QUALIFICATIONS:

  • Analytical thinking, communication skills and ability to drive collaboration
  • Minimum of 5-7 years of related experience
  • Bachelor’s degree preferred with Masters or equivalent experience

ADDITIONAL QUALIFICATIONS:

  • Minimum of 5 years of related experience in the financial services industry with experience in a regulatory or support and control function such as Legal, Compliance, Audit or Risk, regulatory/litigation experience at a law firm

MUST HAVE:

Bachelor’s degree required. JDs should also apply

Related experience in the financial services industry with experience in a regulatory or support and control function such as Legal, Compliance, Audit or Risk, regulatory/litigation experience at a law firm.

Ability to assist in the processing of regulatory requests for information, act as a liaison and central point of contact for regulators and requests outside the examination context.

ADDITIONAL INFORMATION:

Pay and Benefits:

Competitive compensation, including base pay and annual incentive

Comprehensive health and life insurance and well-being benefits, based on location

Retirement benefits

Paid Time Off and other leave of absence

Flexible/Hybrid Work Arrangements (2 – 3 Days work from OFFICE)

Job Categories: Legal. Job Types: Full-Time. Job Tags: Audit, Compliance, Legal, Litigation, Regulatory, and Risk.

Endless.

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